Chief Compliance Officer (f/m/d)

• Supervise the Compliance Team
• Contact Person of CSSF in all related Compliance topics
• Execute the annual Compliance Monitoring Plan and perform periodic controls.
• Monitor compliance with applicable laws, regulations and regulatory guidance, including UCITS, AIFMD, CSSF regulations and circulars, AML/CFT requirements, SFDR and other applicable frameworks.
• Identify, assess and report compliance risks affecting the Company and its managed funds.
• Support the maintenance and enhancement of the Compliance Risk Assessment.
• Take over RC function in the Company and in funds
• Perform monitoring and follow-up of regulatory breaches, incidents and remediation actions.
• Conduct ongoing oversight of delegated activities from a compliance perspective and review delegate reporting.
• Participate in due diligence reviews of delegates, service providers and distributors.
• Monitor investment guideline and regulatory compliance breaches and ensure timely escalation where required.
• Support regulatory change management initiatives and assess the impact of new regulatory developments.
• Prepare compliance reports for Conducting Officers, Board of Directors and relevant committees.
• Contributes to the preparation and review of compliance policies, procedures and internal controls.
• Provide compliance advice to business functions and support new product launches and strategic initiatives.
• Deliver compliance training and awareness programs.
• Assist during internal audits and external audits or other upcoming surveys
• Support AML/CFT activities and controls where applicable.
• Contribute to ad hoc projects and initiatives related to the Compliance Function.

• Master’s degree in law, Finance, Economics, Business Administration or a related field.
• Minimum 6 years of experience in Compliance within a Luxembourg Management Company, AIFM, investment fund, audit firm or similar financial institution.
• Good knowledge of the Luxembourg investment fund industry and applicable regulatory frameworks.
• Sound understanding of UCITS, AIFMD, AML/CFT requirements and Luxembourg regulatory expectations.
• Familiarity with SFDR, sustainability regulations and product governance requirements is considered an asset.
• Strong analytical and organizational skills with attention to detail.
• Ability to work independently while collaborating effectively within a small and dynamic organization.
• Strong communication and stakeholder management skills.
• High ethical standards and professional integrity.
• Excellent command of English; German and/or Italian would be an asset

We offer:

• The opportunity to join a growing Super ManCo with currently 30 bn AuM, within a leading pan European financial group.
• Exposure to international fund management activities and regulatory developments.
• Professional growth and development opportunities.
• A collaborative and multicultural working environment.
• Interesting and diversified responsibilities with direct visibility towards senior management and governance bodies.