Job-Nr. 68495095

Compliance Specialist Germany and Denmark (m/f/d)

UBS AG vor 1 Wochen

Vollzeit

StandortFrankfurt am Main, Hessen

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

You’ll be working in the agile GWM Compliance team in Frankfurt reporting directly to the Head of Compliance Germany and Denmark. Our role is to a high quality and professional compliance services in support of the UBS GWM business activities. This role will cover all aspects of general compliance duties aligned to GWM business. We help, for example, by keeping the business up to date on regulatory requirements, advise on capital market related topics and assessing the suitability of the investment products being proposed to our clients. •

Up to 3 years' experience in risk management, risk control, audit or compliance or a law firm •
sound know-how in the analysis of business processes •
good working knowledge of the local regulatory environment as it pertains to the GWM business; such as MiFID II or MAR •
ability to verify aspects of commercial and operational arrangements within the business and challenge documentation with an independent mindset •
team-oriented, reliable and resilient (challenging situations and conversations don’t sway you) and ability to think outside the box •
Fluent in English and German (other languages are an asset)

We offer

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.